Document library
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 5, January 2003
Contents: Anti-money laundering requirements for DPB licensed firms\; introductions by exempt professional firms INSTITUTE OF ACTUARIES Maclaurin House 18 Dublin Street Edinburgh EH1 3PP DPB COMPLIANCE BULLETIN NO. 5 (January ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 5, January 2003
Note on anti-money laundering requirements for DPB firms Anti – Money Laundering Requirements for DPB Firms Does the law on Money Laundering apply to DPB firms? Yes. It applies to all businesses and their employees in the UK, whatever sector they ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 5 - FSA note, January 2003
Commission paid by IFAs to non-authorised introducer firms. Note and covering letter from FSA Direct line: 020 7676 5954 Local fax: 020 7676 9714 Email: richard.lawes@fsa.gov.uk Designated Professional Bodies 18 November 2002 Our Ref: ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 4, November 2002
Contents: Revised annex 8A of DBP handbook INSTITUTE OF ACTUARIES Staple Inn Hall High Holborn London WC1V 7QJ DPB COMPLIANCE BULLETIN NO. 4 (November 2002) Revised annex 8A of DPB Handbook The DPB Handbook requires firms to have ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 3, October 2002
Contents: DPB seminar\; procedures in relation to temporary or permanent cessation of business\; financial promotions\; complaints reporting\; changes to a firm's key management body\; professional indemnity insurance (PII) INSTITUTE OF ACTUARIES Staple ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 3 - PII note, October 2002
Note for firms in relation to professional indemnity insurance c:\temp\cb3 pii note to firms.docJuly 2002 INSTITUTE OF ACTUARIES DPB COMMITTEE Note for firms in relation to Professional Indemnity Insurance This note has been prepared for those firms that ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 2, June 2002
Contents: Professional indemnity insurance (PII) INSTITUTE OF ACTUARIES Staple Inn Hall High Holborn London WC1V 7QJ DPB COMPLIANCE BULLETIN NO. 2 (June 2002) Professional Indemnity Insurance (PII) The DPB Committee ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 1, March 2002
Contents: Self invested personal pensions (SIPPs) INSTITUTE OF ACTUARIES Staple Inn Hall High Holborn London WC1V 7QJ DPB COMPLIANCE BULLETIN NO. 1 (March 2002) This is the first DPB Compliance Bulletin produced by the Institute of Actuaries. ... read more >>