Document library
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 5, January 2003
Contents: Anti-money laundering requirements for DPB licensed firms\; introductions by exempt professional firms INSTITUTE OF ACTUARIES Maclaurin House 18 Dublin Street Edinburgh EH1 3PP DPB COMPLIANCE BULLETIN NO. 5 (January ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 5, January 2003
Note on anti-money laundering requirements for DPB firms Anti – Money Laundering Requirements for DPB Firms Does the law on Money Laundering apply to DPB firms? Yes. It applies to all businesses and their employees in the UK, whatever sector they ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 5 - FSA note, January 2003
Commission paid by IFAs to non-authorised introducer firms. Note and covering letter from FSA Direct line: 020 7676 5954 Local fax: 020 7676 9714 Email: richard.lawes@fsa.gov.uk Designated Professional Bodies 18 November 2002 Our Ref: ... read more >>
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- Author:
- Tom Ross
- Source:
- Younger Members' Convention 2002
Past, present and future (slides)
Actuarial profession 1 abcd Younger Member Convention Past, Present and Future Tom Ross President, Faculty of Actuaries inflation discretion final salary with profitsbull markets long term cash flow deterministic mystique challenge OT & A low ... read more >>
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- Author:
- Jeremy Goford
- Source:
- Younger Members' Convention 2002
Presidents: their past, our present, your future (slides)
Actuarial profession 1 abcd Younger Members’ Convention Presidents: their past, our present, your future Jeremy Goford 2 December 2002 Your future n What Tom & I do affects your future n askjeremy@actuaries.org.uk n asktom@actuaries.org.uk The ... read more >>
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- Author:
- Tom Ross
- Source:
- Younger Members' Convention 2002
Past, present and future
Actuarial profession Younger Member Convention Past, Present and Future Tom Ross President, Faculty of Actuaries abcd inflation discretion final salary with profits bull markets long term cash flow deterministic mystique challenge OT & A low ... read more >>
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- Author:
- Jeremy Goford
- Source:
- Younger Members' Convention 2002
Presidents: their past, our present, your future
Actuarial profession Younger Members’ Convention Presidents: their past, our present, your future Jeremy Goford 2 December 2002 abcd Your future What Tom & I do affects your future askjeremy@actuaries.org.uk asktom@actuaries.org.uk The future of ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 4, November 2002
Contents: Revised annex 8A of DBP handbook INSTITUTE OF ACTUARIES Staple Inn Hall High Holborn London WC1V 7QJ DPB COMPLIANCE BULLETIN NO. 4 (November 2002) Revised annex 8A of DPB Handbook The DPB Handbook requires firms to have ... read more >>
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- Author:
- Robert Humphreys
- Source:
- General Insurance Convention 2002
Realistic disaster scenarios for Lloyd's (RDS) [Slides]
RDS Workshop - GIRO 2002 Robert Humphreys Agenda Lloyd’s overview Regulatory RDS Specific RDS Impact of September 11th Possible future approaches Summary Lloyd’s Overview Founded in 1688 2002 capacity: £12.5bn Number of ... read more >>
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- Author:
- Louise Pryor
- Source:
- General Insurance Convention 2002
Managing the operational risks of user-developed software
Managing the operational risks of user-developed software Louise Pryor www.louisepryor.com ¢ ... read more >>
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- Author:
- John Tiner
- Source:
- General Insurance Convention 2002
Update on the future regulation of insurance [Slides]
Update on the future regulation of insurance John Tiner Managing Director, FSA Agenda Tiner Project FSA approach to regulation Senior management responsibilities New prudential regime What does the FSA want from actuaries? Conclusion Tiner Project FSA’s ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 3, October 2002
Contents: DPB seminar\; procedures in relation to temporary or permanent cessation of business\; financial promotions\; complaints reporting\; changes to a firm's key management body\; professional indemnity insurance (PII) INSTITUTE OF ACTUARIES Staple ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 3 - PII note, October 2002
Note for firms in relation to professional indemnity insurance c:\temp\cb3 pii note to firms.docJuly 2002 INSTITUTE OF ACTUARIES DPB COMMITTEE Note for firms in relation to Professional Indemnity Insurance This note has been prepared for those firms that ... read more >>
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- Author:
- Professional Affairs Board
Professional Conduct Standards (referred to as the PCS). Version 2.0
PCS.V2.0 A1.1 PROFESSIONAL CONDUCT STANDARDS referred to as the PCS Author: Professional Affairs Board Status: Approved under Due Process Version Effective from 1.0 01. 07. 1999 2.0 01. 06. 2002 Previous documents are set out in ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 2, June 2002
Contents: Professional indemnity insurance (PII) INSTITUTE OF ACTUARIES Staple Inn Hall High Holborn London WC1V 7QJ DPB COMPLIANCE BULLETIN NO. 2 (June 2002) Professional Indemnity Insurance (PII) The DPB Committee ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 1, March 2002
Contents: Self invested personal pensions (SIPPs) INSTITUTE OF ACTUARIES Staple Inn Hall High Holborn London WC1V 7QJ DPB COMPLIANCE BULLETIN NO. 1 (March 2002) This is the first DPB Compliance Bulletin produced by the Institute of Actuaries. ... read more >>