Document library
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 8, December 2003
Contents: Extending the Part XX regime for exempt professional firms carrying on insurance mediation and mortgage activities\; Anti-money laundering requirements for licensed firms\; Pension transfers from occupational pension schemes in wind-up\; ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 8 - FSA flyer, December 2003
Attachment to DPB Compliance Bulletin 8. FSA flyer advertising the application pack for persons applying for authorisation to carry out mortgage and general insurance business You can apply for a mortgage and general insurance authorisation Application ... read more >>
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- Author:
- Disciplinary Review Working Party
Institute of Actuaries disciplinary scheme (effective 1 January 2004)
Institute Disciplinary Scheme 2004. This disciplinary scheme replaces the 1995 scheme. It is a mirror scheme to that of the Faculty so that, for the first time, members of both bodies face the same disciplinary processes. Though for legal reasons the ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 8 - training, December 2003
Training and competence and conduct of business in authorised professional firms. Letter from the FSA dated 28 November 2003 Page 1 of 5 Direct line: 020 7066 5260 Local fax: 020 7066 9765 Email: chris.rexworthy@fsa.gov.uk 28 ... read more >>
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- Author:
- Chris O'Brien
- Source:
- Life Convention 2003
Is the UK life assurance market competitive? Evidence from companies' charges (Slides)
Regulation ab cd Is the UK life assurance market competitive? Evidence from companies’ charges 2003 Life Convention, 9-11 November Hilton Birmingham Metropole Hotel Chris O’Brien Centre for Risk and Insurance Studies, Nottingham University Business ... read more >>
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- Author:
- John Jenkins; Derek Smith
- Source:
- Life Convention 2003
Working with your auditors under the new regulations (Handout)
Accounting and auditing 1 Working with your auditors under the new regulations John Jenkins Derek Smith kpmg Overview ? Auditing asset shares ? Auditing realistic valuations (Peak 2) ? Use of dry runs ? Verifying compliance with PPFM Auditing asset ... read more >>
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- Author:
- Paul Turnbull
- Source:
- Life Convention 2003
Tax management and current issues (Handout)
Life Tax Tax management and current issues Paul Turnbull paul.turnbull@eu.watsonwyatt.com 2003 Life Convention Birmingham, 9-11 November 2 Agenda ? Overview of life tax ? Myth of the shareholders marginal tax rate ? NC1 basis of tax and XSE ? ... read more >>
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- Author:
- Ron Wheatcroft
- Source:
- Life Convention 2003
What impact will polarisation and extended regulation post-Sandler have on the design and distribution of protection products? (Handout)
Regulation 1 What impact will Polarisation and Extended Regulation Post-Sandler have on the design and distribution of protection products? Ron Wheatcroft Technical Manager Swiss Re Life & Health Slide 2 Ron Wheatcroft Technical Manager Swiss Re ... read more >>
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- Author:
- Brian Edey
- Source:
- Life Convention 2003
Profit emergence under international accounting standards (Slides)
� Er nst & Y ou ng LL P. Al l R igh ts Re ser ve d. ab cd Pr of it Em er ge nc e un de r I AS 20 03 L ife C on ve nt io n 9- 11 N ov em be r Br ia n Ed ey H ilt on B irm in gh am M et ro po le H ot el � Er nst & Y ou ng LL P. ... read more >>
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- Author:
- Martin Muir; Tim Wilkins; Gary Finkelstein
- Source:
- Life Convention 2003
Derivatives and regulatory capital (handout)
Derivatives and Regulatory Capital Derivatives Working Party 11 November 2003 Martin Muir, Tim Wilkins, Gary Finkelstein 2003 Life Convention Birmingham, 9-11 November 2 Derivatives Working Party ? Terms of reference – “To consider examples where life ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 8 - pension transfers, December 2003
Pension transfers from occupational pension schemes in wind-up. Letter from the FSA, dated 11 November 2003 Direct line: 0207 066 5260 Local fax: 0207 066 5261 Email: chris.rexworthy@fsa.gov.uk ADDRESS November 2003 Our Ref: ... read more >>
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- Author:
- Professional Affairs Board
GN35: Investment-related business activities. Version 2.0
MAP/GN35 V2.0 B35.1 GN35: Investment-Related Business Activities Classification Practice Standard MEMBERS ARE REMINDED THAT THEY MUST ALWAYS COMPLY WITH THE PROFESSIONAL CONDUCT STANDARDS (PCS) AND THAT GUIDANCE NOTES IMPOSE ADDITIONAL REQUIREMENTS ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 7, September 2003
Contents: Extending the Part XX regime for exempt professional firms carrying on insurance mediation and mortgage activities. Keywords: CP187, regulatory status, Insurance Mediation Directive INSTITUTE OF ACTUARIES Maclaurin House 18 ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 7 - FSA note, September 2003
Extending the Part XX regime for exempt professional firms carrying on insurance mediation and mortgage activities. Note from the FSA FSA Newsletter, July 2003 Extending the Part XX regime for exempt professional firms carrying on insurance mediation ... read more >>
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- Author:
- Alison Brown
- Source:
- Pensions Convention 2003
Legal update (handout)
1 LEGAL UPDATE Alison Brown INTRODUCTION Schemes in Difficulty • Changing Benefits • Ceasing Accrual/Winding Up • Sales and Acquisitions Cash Equivalent Transfers Significant Recent Cases What’s Coming Up? SCHEMES IN DIFFICULTY Section ... read more >>
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- Author:
- Chris Mullen; Russell Agius
- Source:
- Pensions Convention 2003
Winding up practicalities (handout)
1 abcd Pensions Convention 2003 2 June 2003 WINDING UP PRACTICALITIES CHRIS MULLEN – PINSENTS RUSSELL AGIUS – HIGHAM GROUP AGENDA n Valuation : Gilt or Equity MFR n Transfer values n State benefits n Winding-up priorities n Debt on employer Gilt or ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 6, June 2003
Contents: Change to corporate or legal status of authorised professional firms post N2\; DPB Seminar, 4 April 2003\; on-line Compliance Bulletins\; On-line DPB handbook\; DPB register for exempt professional firms (EPFs) INSTITUTE OF ACTUARIES Maclaurin ... read more >>
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Memorandum of understanding between the Financial Services Authority and the Institute of Actuaries
This memorandum concerns: exempt professional firms\; pre-N2 business conducted by firms certified by the Institute of Actuaries under section 15 of the Financial Services Act 1986\; and authorised professional firms. MEMORANDUM OF UNDERSTANDING BETWEEN ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 6 - FSA note, June 2003
Changes to the corporate or legal status of authorised professional firms post N2. Note and covering letter from the FSA Direct line: 020 7676 1594 Local fax: Email: sam.tymms@fsa.gov.uk Ms N Will Secretary to DPB Committee Institute of Actuaries Staple ... read more >>
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- Author:
- Richard Soldan
- Source:
- Pensions Convention 2003
Implementing accounting standards (handout)
1 abcd 2003 Pensions Convention Implementing accounting standards Richard Soldan FRS17 in 2002 - what have we seen? n Deficits n Poor equity performance n P&L and STRGL n Assumptions n expected equity returns n discount rate Balance sheet ... read more >>