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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 13, December 2004
Contents: Revised DPB Handbook\; Insurance Mediation Directive (IMD)\; IMD amendments to the DPB Handbook\; Non-IMD amendments to the DPB Handbook\; the decision not to extend the DPB regime to mortgages\; DPB fees - Insurance Mediation December 2004 1 ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 12, October 2004
Contents: DPB Handbook Client Money Rules\; Treating Customers Fairly ('TCF') 1 INSTITUTE OF ACTUARIES DPB COMPLIANCE BULLETIN NO. 12 (October 2004) Maclaurin House 18 Dublin Street Edinburgh EH1 3PP DPB Handbook Client Money Rules ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 11, July 2004
Contents: Insurance Mediation Directive\; Occupational Pension Scheems 1 INSTITUTE OF ACTUARIES DPB COMPLIANCE BULLETIN NO. 11 (July 2004) Maclaurin House 18 Dublin Street Edinburgh EH1 3PP Insurance Mediation Directive A number of ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 10, March 2004
Contents: Compensation scheme INSTITUTE OF ACTUARIES DPB COMPLIANCE BULLETIN NO. 10 (March 2004) Maclaurin House 18 Dublin Street Edinburgh EH1 3PP Compensation Scheme The FSA and Institute of Actuaries are expected to agree the non-IMD ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 9, February 2004
Contents: Compensation scheme\; Professional indemnity insurance INSTITUTE OF ACTUARIES Maclaurin House 18 Dublin Street Edinburgh EH1 3PP DPB COMPLIANCE BULLETIN NO. 9 (February 2004) Compensation Scheme ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 8 - money laundering, December 2003
Anti-money laundering requirements for DPB licensed firms. Revised Appendix 3 Attachment to DPB Compliance Bulletin 8, December 2003 Revision of Appendix 3 to the paper on Anti-money laundering requirements for DPB licensed firms, first issued with ... read more >>