Document library
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- Author:
- Disciplinary Board
Arrangements for the manner in which certain decisions and determinations under the disciplinary schemes shall be published
The Disciplinary Board must prescribe arrangements for publishing decisions made under the disciplinary schemes at various stages. These guidelines clarify exactly what is to be published about Tribunal cases. The Disciplinary Board ARRANGEMENTS FOR ... read more >>
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- Author:
- Jonathan Punter
- Source:
- Share options seminar, 10 December 2007
Expert witness: considerations, challenges and issues (handouts)
1 12 September 2006 Can Actuaries give Advice in the Current Legal Framework? Jonathan Punter Code of practice: scope of advice Trustees must obtain advice from their actuary before making certain funding decisions Need to discuss with actuary scope of ... read more >>
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- Author:
- Malcolm Saffin
- Source:
- Share options seminar, 10 December 2007
Share-based reward (Handouts)
1 Share-Based Reward Introduction ?Pensions actuary (qualified at Bacon & Woodrow) ?Moved into industry as International Pensions Manager for Unilever and then joined Standard Chartered Bank (SCB) as Group Pensions Manager ?Expanded the role at SCB ... read more >>
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- Author:
- Institute and Faculty of Actuaries
Mutual recognition agreements: Institute of Actuaries of Australia
Basis on which the Institute and Faculty of Actuaries will admit members of the Institute of Actuaries of Australia. MUTUAL RECOGNITION AGREEMENT BETWEEN: THE INSTITUTE OF ACTUARIES a professional body incorporated in 1884, having its head ... read more >>
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- Author:
- Disciplinary Board
Complaints form
Form to be used if you wish to make a complaint about an actuary. Complaints form SECTION ONE 1. PERSONAL DETAILS Surname: ………………………………………………………………………………………………. First Name(s): ………………………………………………………………………………………… Mr ….. Mrs ….. Miss ….. Ms ….. ... read more >>
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- Author:
- Disciplinary Board
Guidelines for Disciplinary Tribunal Panels and Appeal Tribunal Panels on the award of costs. Version 1.1
These guidelines are for Panels deciding cases under the disciplinary schemes, about what to take into account when awarding costs to or against a respondent actuary. The Actuarial Profession The Disciplinary Board ... read more >>
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- Author:
- Disciplinary Board
Note for actuaries who are facing a complaint under the profession's disciplinary schemes. Version 2.0
This note explains how the actuarial profession deals under its disciplinary schemes with a complaint or allegation which suggests professional misconduct. It is, however, only a guide to fairly complex legal procedures and members may wish to consult ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
- Source:
- Application form
Application for a Designated Professional Body/Authorised Professional Firm licence
[date] [name] [firm name] [address – line 1] [address – line 2] [city] [post code] Dear [name] Application for a DPB/APF* licence I refer to our telephone conversation concerning your potential application for a DPB/APF* licence. ... read more >>
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- Author:
- Disciplinary Board
Guidelines on the assignment of complaints for investigation (Version 2.0, effective from 13 September 2007)
These guide the Chairman of the Pool of Investigating Actuaries on criteria for selecting one or more Investigating Actuaries to investigate a complaint under the disciplinary schemes. They have been updated to reflect changes to the disciplinary scheme ... read more >>
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- Author:
- Disciplinary Review Working Party
Institute of Actuaries disciplinary scheme (effective from 13 September 2007)
Institute Disciplinary Scheme 2007. This is an updated version of the Institute of Actuaries disciplinary scheme. It has been updated to reflect the new AADB scheme of the FRC for public interest cases concerning actuaries. 1 INSTITUTE OF ACTUARIES ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 18, September 2007
Contents: Fit and proper requirements under the DPB Handbook. Institute of Actuaries DPB Compliance Bulletin No. 18 September 2007 Subjects: Fit & Proper Requirements The attached paper deals with the requirements for being fit and ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Compliance Bulletin 17, September 2007
Contents: Anti-money laundering requirements for DPB firms Institute of Actuaries DPB Compliance Bulletin No. 17 September 2007 Subjects: Money Laundering Introduction Accompanying this Bulletin is a document that firms might find ... read more >>
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- Author:
- Financial Services Authority
Professional firms
Under Part XX of the Act (Provision of Financial Services by Members of the Professions) certain individuals, partnerships or corporate entities, known as exempt professional firms, can carry on particular regulated activities (which the Act terms exempt ... read more >>
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- Author:
- Disciplinary Board
Annual Report of the Disciplinary Board of the Actuarial Profession for 2006
The Faculty of Actuaries and the Institute of Actuaries deal with complaints about professional misconduct under the terms of their respective disciplinary schemes. Each body's scheme is part of its own Rules and/or Bye-Laws and so there are two separate ... read more >>
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- Author:
- Institute of Actuaries Designated Professional Body Committee
Note on Professional Indemnity Insurance requirements
The Institute of Actuaries requires licensed firms to effect and maintain Professional Indemnity Insurance (PII) in accordnce with Annex 8A of the DPB Handbook. This note outlines the requirements, but reference should be made to Annex 8A of the DPB ... read more >>
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- Author:
- Professional Affairs Board
Professional Conduct Standards (referred to as the PCS). Version 3.0 [current]
PCS V3.0 1 PROFESSIONAL CONDUCT STANDARDS referred to as the PCS MEMBERS ARE REMINDED THAT THEY MUST ALWAYS COMPLY WITH THE PROFESSIONAL CONDUCT STANDARDS (PCS) AND THAT OTHER PROFESSIONAL STANDARDS IMPOSE ADDITIONAL REQUIREMENTS UNDER SPECIFIC ... read more >>
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- Author:
- Stephen Yeo
- Source:
- Pensions Convention 2004
State pension provision - a suitable case for treatment? (handout)
1 State pension provision – A suitable case for treatment? Stephen Yeo Senior Consultant Watson Wyatt LLP (formerly Pensions Policy Adviser to the Conservative Party) State pension provision – A suitable case for treatment? ? Is means-testing ... read more >>
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- Author:
- Disciplinary Board
- Source:
- Disciplinary Tribunal Panel determination report
In the matter of the Equitable Life Assurance Society and the hearing against Roy Ranson, Chris Headdon and Alan Nash. Decision of the Panel
These disciplinary proceedings were heard by a panel of the Disciplinary Tribunal convened under the 1995 disciplinary scheme of the Institute of Actuaries. IN THE MATTER OF THE EQUITABLE LIFE ASSURANCE SOCIETY AND THE HEARING OF DISCIPLINARY CHARGES ... read more >>
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- Author:
- Disciplinary Board
- Source:
- Disciplinary Tribunal Panel determination report
In the matter of the Equitable Life Assurance Society and the hearing against Roy Ranson, Christopher Headdon and Alan Nash. Decision of the Panel. Executive summary
These disciplinary proceedings were heard by a panel of the Disciplinary Tribunal convened under the 1995 disciplinary scheme of the Institute of Actuaries. Executive summary of disciplinary proceedings against three former directors of the Equitable ... read more >>