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Author:
The Regulation Board

Quality Assurance Scheme Update

An update on the Quality Assurance Scheme (QAS) programme. Quality Assurance Scheme Update by Regulation Board 10 February 2015 UPDATE ON THE QUALITY ASSURANCE SCHEME Many of you will be aware of the IFoA’s work on developing a new Quality ... read more >>

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Author:
Regulation Board

Whistleblowing: A guide for employers of actuaries (Feb 2015)

This guide aims to help employers understand the whistleblowing obligations which their actuary employees have. Whistleblowing: A guide for employers of actuaries February 2015by the Regulation Board X Whistleblowing: A guide for employers of ... read more >>

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Author:
Regulation Board

Whistleblowing: A guide for actuaries (Feb 2015)

The purpose of this guide is to provide assistance to members if, and when, they find themselves thinking about "blowing the whistle". Whistleblowing: A guide for actuaries February 2015by the Regulation Board Whistleblowing: A guide for actuaries It is ... read more >>

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Author:
The Regulation Board

Summary of Consultation Responses - Exposure Draft ED32: APS X2

Summary of Consultation Responses Exposure Draft ED32: APS X2 Regulation Board January 2015 2 CONTENTS Page No. 1 Introduction 3 2 Explanatory note 4 3 The consultation process 6 4 Summary of responses 7 5 ... read more >>

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Author:
The Regulation Board

APS X2: Review of Actuarial Work

APS X2: Review of Actuarial Workw APS X2: Review of Actuarial Work Author: The Regulation Board Status: Approved under the Standards Approval Process Version: 1.0, effective from 1 July 2015 To be reviewed: No later than 1 July ... read more >>

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Safeguarding the Public Interest - FAQs

This document is to provide additional support to users of the Disciplinary Scheme in the form of practical guidance on how the Scheme runs, what to expect and to answer some common queries.  These FAQs are also intended to help anyone with an ... read more >>

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Author:
Standards Review Committee

Professional Standards Directory Update 33

PROFESSIONAL STANDARDS DIRECTORY - Update 33: AS TM1: Statutory Money Purchase Illustrations For Actuaries involved in the production of Statutory Money Purchase Illustrations (SMPIs) AS TM1: Statutory Money Purchase Illustrations: Version 4.1 - ... read more >>

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Taking a statement from a witness

This note is intended to provide helpful information to people who the Institute and Faculty of Actuaries (IFoA) ask to provide a witness statement in connection with an allegation about one of our members.  This note is intended for people who are ... read more >>

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Taking a statement from the Respondent

This note is intended to provide helpful information for members who have had an allegation of misconduct made against them, and are subsequently asked by us to provide a statement. www.actuaries.org.uk Taking a statement from the Respondent This note ... read more >>

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Appeal against determination of the Disciplinary Tribunal Panel

This note is intended to provide helpful information for Respondents when there has been a finding of misconduct at a Disciplinary Tribunal Panel. www.actuaries.org.uk Appeal against determination of the Disciplinary Tribunal Panel This note is ... read more >>

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Interim Orders

This note is intended to provide helpful information for Respondents when the Institute and Faculty of Actuaries (IFoA) make an application for an Interim Order.  www.actuaries.org.uk Interim Orders This note is intended to provide helpful ... read more >>

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Advisory Report - Withdrawal of an allegation

This note is intended to provide helpful information for Respondents when the person who made the allegation has withdrawn the allegation they made. Advisory Report - Withdrawal of an allegation This note is intended to provide helpful information for ... read more >>

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Independent Examiner - information for the Respondent

The purpose of this note is to provide information for Respondents when the person who made the allegation against them submits a request to the Independent Examiner, following an Adjudication Panel dismissing the allegations. www.actuaries.org.uk ... read more >>

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Adjudication Panel - information for the Respondent where a prima facie finding of misconduct is made

This note provides information for Respondents where an Adjudication Panel make a prima facie finding of misconduct.  Prima facie broadly means that an Adjudication Panel is satisfied, on the face of it, there is sufficient evidence to make a finding ... read more >>

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Adjudication Panel - for Respondents when allegations are dismissed

The purpose of this note is to explain to Respondents what happens after a case is dismissed by an Adjudication Panel. www.actuaries.org.uk Adjudication Panel – for Respondents when the allegations are dismissed The purpose of this note is to explain ... read more >>

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About Adjudication Panels

The purpose of this note is to provide Respondents with information about the Adjudication Panel process.  www.actuaries.org.uk About Adjudication Panels The purpose of this note is to provide Respondents with information about the Adjudication ... read more >>

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Independent Examiner – information for the person who made the allegation

The purpose of this note is to provide information for a person who made allegations against a Respondent member.  When an Adjudication Panel dismisses allegations, there is no right of appeal available  under our Disciplinary Scheme.  In ... read more >>

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How to withdraw an allegation

This note is intended to provide helpful information for people who have made an allegation and then want to withdraw it. www.actuaries.org.uk How to withdraw an allegation This note is intended to provide helpful information for people who have made ... read more >>

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Taking a statement from the person who made the allegation

This note is intended to provide helpful information to people making allegations of misconduct against our members, who are subsequently asked by us to provide a statement.  www.actuaries.org.uk Taking a statement from the person who made the ... read more >>

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About Adjudication Panels - information for the person who made the allegation

The purpose of this note is to provide information regarding the Adjudication Panel process for people who have made an allegation about a member of the Institute and Faculty of Actuaries (IFoA). www.actuaries.org.uk About Adjudication Panels – ... read more >>