IFoA members also have a responsibility to self-refer when things go wrong. You can do this using the same form.
Please speak to us if you are unsure what to do about a concern, potential self referral or whether the disciplinary process is the correct avenue of complaint for your concern
The IFoA will investigate all formal allegations. Our investigation team compile the result of their investigation into a neutral, factual case report. This is provided to an independent panel for determination.
The video below illustrates the process.
Please note, all IFoA offices are currently closed due to the COVID-19 situation and employees are working remotely. We are only able to accept send correspondence by email at this time. During this period, the IFoA is currently managing its resources carefully and is giving priority to complaints in the public interest. For more information, please see our guidance note on our handling of Disciplinary Tribunals during the COVID-19 situation.
Full copies of the formal disciplinary rules, Disciplinary Committee guidance and informal information notes covering the most frequently asked questions are available by following the link below. Please contact us if you have any queries.
The disciplinary process addresses issues relating to individual IFoA members only. The IFoA has a separate process for concerns relating to regulated firms licensed under our Designated Professional Body (DPB) regime.
If you have any questions about the disciplinary process, please email
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Louise Pryor, IFoA President, will chair this free-to-view session, in which Alex Darsley, TPR, Actuarial Regulatory Policy, will be discussing the regulator’s Climate Change Guidance Consultation, which is seeking views on new guidance designed to help trustees meet tougher standards of governance in relation to climate change ri
Internal audit is often the Cinderella of the audit world. It’s a regulatory requirement for insurance companies to have an internal audit function, so why not make it as useful as possible? This session will look at how to link an internal audit plan to the risk register, and how that helps audit committees and boards to spot problems and fix them.
Climate change is one of the greatest risks facing our world today. Addressing it will require multi-faceted solutions. Through this panel session, we will explore the different levers that can be used to meet net-zero targets including climate science and data, government engagement, and mobilising green finance.