Disciplinary schemes and regulations
You can find details of our current and former disciplinary schemes and guidelines on our procedures in this section.
Disciplinary schemes, regulations and procedures
Current disciplinary schemes
- Institute and Faculty of Actuaries disciplinary scheme (effective from 1 August 2010)
Previous disciplinary schemes
- Faculty of Actuaries disciplinary scheme (effective from 1 July 2009)
- Institute of Actuaries disciplinary scheme (effective from 1 July 2009)
- Faculty of Actuaries disciplinary scheme (effective from 13 September 2007)
- Institute of Actuaries disciplinary scheme (effective from 13 September 2007)
Guidelines on procedures
- Guidelines for disciplinary tribunal panels and appeal tribunal panels on the award of costs (effective 1 August 2010)
- Guidelines on Approval of Appointments to Disciplinary Tribunal Panels (effective 1 August 2010)
- Guidelines on Approval of Appointments to Adjudication Panels (effective 1 August 2010)
- Publication of determinations (effective 1 August 2010)
- Guidelines for panel members on the civil standard of proof (effective 1 August 2010)
- Note for Complainants about referral to the Independent Examiner (effective 1 August 2010)
- Guidelines on the Imposition of Sanctions (effective 1 August 2010)
- Supplementary Guidelines on the Imposition of Sanctions in CPD Infringement Cases (effective 1 August 2010)
- Guidelines on Applying Sanctions Involving Education, Retraining, and/or Supervised Practice (effective 1 August 2010)
- Guidelines on the Maximum Fine at Adjudication Stage (effective 1 April 2011)
Other guidelines are under review following the implementation of the new disciplinary scheme which took effect on 1 August 2010.